Compliance

HOW TO COMPILE, IMPROVE AND USE YOUR RMCP. A brand new session *

ThePRACTICAL focus on:

Part1

When to compile andupdate your RMCP.

When to upload or sendit to the FIC.

How to upload it viagoAML

 

Part2

Complexity and yourbusiness

How to tailor your RMCPfor the Estate agency sector

Business riskassessment  in ensuring that anappropriate RMCP can be developed

 

Part3

How to  clearly identify, assess and appreciate theinherent and residual ML, TF and PF risks and threats

The 10 elements of anRMCP

RMCP to explain theprocesses to follow in your business.

 

Part5

Governance

Registration andupdating

Risk and ComplianceReturns

Account monitoring

Final check on describing:

-Targeted financial sanctions aimed at terroristfinancing

-Targeted financial sanctions aimed atproliferation financing

-Customer due diligence controls

-Risk-based approach demonstrating that theyhave adequately identified, assessed, monitored, mitigated or managed their ML,TF and PF risks and threats

-Business relationships

Reporting

Training– different levels, using RMCP, record keeping of training

Record-keeping